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By McCarthy Tétrault LLP | 2 Minutes Read July 23, 2019

IIROC Releases its annual Enforcement Report for 2018

Earlier this month, the Investment Industry Regulatory Organization of Canada (“IIROC”) published its annual Enforcement Report for 2018 (the “Report”), highlighting its enforcement/discipline activities over the course of 2018.

Article by McCarthy Tétrault LLP / Business, Finance and Accounting, Privacy / duty of confidentiality, enforcement activities, financial industry regulation, Investment Industry Regulatory Organization of Canada, vulnerable investors

By Apolone Gentles, JD, CPA,CGA, FCCA, Bsc (Hons) | 2 Minutes Read April 4, 2016

Recent enforcement activities involving the National Do Not Call Registry

The Canadian Radio-television and Telecommunications Commission (CRTC) has been vigorously pursuing violations of the National Do Not Call (DNCL) Rules, which are a component of the Unsolicited Telecommunications Rules (UTR). The UTRs encompass the National Do Not Call (DNCL) Rules, Telemarketing Rules and Automatic Dialing-Announcing Device (ADAD) Rules.

Article by Apolone Gentles, JD, CPA,CGA, FCCA, Bsc (Hons) / Business, Privacy / automatic dialing-announcing device, Canadian Radio-television and Telecommunications Commission, CRTC, DNCL, enforcement activities, National Do Not Call Registry, telemarketer, telemarketing, Telemarketing Rules, Unsolicited Telecommunications Rules

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