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IIROC

By McCarthy Tétrault LLP | 3 Minutes Read May 26, 2021

IIROC guidance: work from home arrangements and registration of business locations

notice periodGiven the move to more permanent work from home (WFH) arrangements by some dealer firms, the Investment Industry Regulatory Organization of Canada (IIROC) recently published Guidance on WFH arrangements.

Article by McCarthy Tétrault LLP / Business, Finance and Accounting / business location, IIROC, WFH arrangements, work from home

By McCarthy Tétrault LLP | 4 Minutes Read March 29, 2021

IIROC Publishes Notice Regarding Ransomware Attacks

risk managementThe Investment Industry Regulatory Organization of Canada has published a Cybersecurity Notice on Ransomware, which flags a recent uptick in ransomware attacks on IIROC firms and provides guidance on how IIROC firms should prevent, detect, respond to and recover from ransomware attacks.

Article by McCarthy Tétrault LLP / Finance and Accounting / cyber attack, cyber insurance, cybersecurity, IIROC, Ransomware, ransomware attacks

By McCarthy Tétrault LLP | 3 Minutes Read January 17, 2020

Mandatory cybersecurity incident reporting for IIROC investment firms

In November 2019, the Investment Industry Regulatory Organization of Canada released new mandatory reporting requirements for cybersecurity incidents, per IIROC Notice 19-0194. What are the new requirements?

Article by McCarthy Tétrault LLP / Business, Information Technology, Privacy / cybersecurity, IIROC, privacy laws, reporting cyber incidents, reporting requirements, risk assessment, risk of harm

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