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investment choice

By Occasional Contributors | 3 Minutes Read July 11, 2019

NASAA targets ‘cross-selling’ sales tactic in investment and banking sectors

The North American Securities Administrators Association (NASAA) is an association of securities administrators from Canada, the United States of America and Mexico, whose mandate is to protect the investing public. The NASAA recently released an Investor Advisory focused on the practice of “cross-selling” investment products

Article by Occasional Contributors / Business, Finance and Accounting / cross-selling, investment advisors, investment choice, investment decisions, investments, North American Securities Administrators Association

By McCarthy Tétrault LLP | 7 Minutes Read May 18, 2018

Online advisors: Stand-alone investment managers or tools for portfolio managers?

Online advisors are digital wealth managers. They use information that an investor provides, usually through an online questionnaire, in order to create an investment recommendation.

Article by McCarthy Tétrault LLP / Finance and Accounting, Privacy / Canadian Securities Administrators, Investing, investment advisors, investment choice, investment decisions, Investment Industry Regulatory Organization of Canada, investment portfolio management, online advising services, online advisors, passive investment portfolio, portfolio managers

By McCarthy Tétrault LLP | 3 Minutes Read May 4, 2018

Giving individual investment choice in DC plans is a bad idea

It is no secret that DB plans are too financially risky for individual employers. It is also no secret that, on average, it costs approximately 92% more to provide the same $1 of retirement income under a DC plan than under a DB plan. DB plans are just that much more cost efficient. To provide more satisfactory results, DC plans should take the best features of DB plans.

Article by McCarthy Tétrault LLP / Finance and Accounting, Payroll / defined benefit plan, defined contribution plan, investment choice, retirement saving

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