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securities

By McCarthy Tétrault LLP | 2 Minutes Read April 24, 2020

IIROC defers collection of its fees for small and medium-size dealer firms

IIROC announced this week that it is deferring collection of its fees for small and medium-size IIROC dealer member firms in light of the COVID-19 situation. The deferral will benefit almost 90% of all IIROC dealers, but will only apply as follows:

Article by McCarthy Tétrault LLP / Business, Finance and Accounting / banking and financial services, financial regulation, Mergers and acquisitions, securities

By McCarthy Tétrault LLP | 4 Minutes Read April 9, 2020

Considerations for directors during the COVID-19 pandemic

The COVID-19 pandemic has affected, and continues to affect, Canadian businesses in a significant manner. As this situation continues to evolve, directors should remain cognizant of their duties and responsibilities as corporations face a range of challenges, including liquidity issues.

Article by McCarthy Tétrault LLP / Business, Finance and Accounting, Information Technology, Privacy / annual general meetings, COVID-19, directors' duties, outsourcing, securities, supply chain disruption

By Occasional Contributors | 5 Minutes Read May 7, 2019

CSA and IIROC propose regulatory framework for cryptoasset trading platforms

On March 14, 2019, the Canadian Securities Administrators and the Investment Industry Regulatory Organization of Canada published Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms proposing a regulatory framework for platforms that trade cryptoassets.

Article by Occasional Contributors / Business, Finance and Accounting, Privacy / cryptoassets, decentralized finance, insurance requirements, Proposed Framework for Crypto-Asset Trading, securities

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