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Exception Reports

By Apolone Gentles, JD, CPA,CGA, FCCA, Bsc (Hons) | 3 Minutes Read July 3, 2019

Effective monitoring of internal controls is critical

If the most serious internal control violation is a failure to implement internal controls in the first place, the failure to monitor existing internal controls is a close contender. Identify where in the organization effective monitoring occurs and leverage those successes.

Article by Apolone Gentles, JD, CPA,CGA, FCCA, Bsc (Hons) / Business, Finance and Accounting / Committee of Sponsoring Organization of the Treadway Commission, COSO, Exception Reports, IIA, internal audit, Internal Control Monitoring, Internal Control Override, Internal Controls, Lines of Defense, Monitoring, Ongoing Evaluations, Process Deficiencies, Separate Evaluations

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