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online advisors

By McCarthy Tétrault LLP | 5 Minutes Read May 3, 2019

Regulation of online advisors: An international overview

The regulation of online advisors, often referred to as “robo-advisors”, continues to be a hot topic in the financial services industry. Online advisors are digital wealth managers which generate investment recommendations and automatically invest and rebalance funds based on an investor’s risk tolerance.

Article by McCarthy Tétrault LLP / Business, Finance and Accounting / financial institutions, financial services regulators, online advisors, Securities and Exchange Commission, securities regulation

By McCarthy Tétrault LLP | 7 Minutes Read August 10, 2018

Online advisors: Stand-alone investment managers or tools for portfolio managers?

While the use of technology can lower the cost of investment advisory services, the introduction of algorithmic technology or other forms of artificial intelligence into the investment advice process introduces new risks to investors which raises questions.

Article by McCarthy Tétrault LLP / Business, Finance and Accounting, Privacy / AI, artificial intelligence, Investment Industry Regulatory Organization of Canada, investment technology, online advisors

By McCarthy Tétrault LLP | 7 Minutes Read May 18, 2018

Online advisors: Stand-alone investment managers or tools for portfolio managers?

Online advisors are digital wealth managers. They use information that an investor provides, usually through an online questionnaire, in order to create an investment recommendation.

Article by McCarthy Tétrault LLP / Finance and Accounting, Privacy / Canadian Securities Administrators, Investing, investment advisors, investment choice, investment decisions, Investment Industry Regulatory Organization of Canada, investment portfolio management, online advising services, online advisors, passive investment portfolio, portfolio managers

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