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By Norman D. Marks, CPA, CRMA | 3 Minutes Read March 16, 2022

The future of internal audit is assurance

Providing assurance involves assessing the current situation, looking forward and anticipating what might happen in the near future and longer term, determining whether that is acceptable, and if it is not helping decision-makers take appropriate actions.

Article by Norman D. Marks, CPA, CRMA / Business, Finance and Accounting / business objectives, internal audit, internal audit to identify risks, leadership, risks

By Ethics &Compliance Matters ™, Navex Global ® | 4 Minutes Read December 18, 2019

The unfiltered truth necessary for effective corporate governance

Corporate governance and “long-termism” are key buzzwords in our modern fiduciary lexicon. Between Q1 2018 and Q2 2019, governance deficiencies were responsible for the highest number of enforcement occurrences across major financial services regulators, according to research from global professional services firm Navigant.

Article by Ethics &Compliance Matters ™, Navex Global ® / Business, Finance and Accounting / corporate performance, leadership, risk, whistleblower, whistleblowing

By Occasional Contributors | 4 Minutes Read July 24, 2018

Managing employee risk requires a culture of compliance

Companies need to know how to measure and analyze compliance data so they can take any necessary actions before something unethical or illegal happens. High-quality data sources with predictive power enable companies to assess their current culture of compliance and take prompt action when needed.

Article by Occasional Contributors / Employee Relations / compliance and risk, Corporate culture, culture of compliance, employment law, human resources leadership, leadership, managing risk, risk management

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